Ongoing Support

Financial authorities continue to enhance the regulatory scrutiny to govern the financial institutions. Drawn from leading financial institutions, regulators and authorities guides our clients to develop, GCC team of professionals assist our clients to implement their compliance programs that are in line with the regulatory requirements, and to ensure they obtain the best available information on compliance.

GCC provides tailored advice and ongoing support to our clients seamlessly and ensuring the solutions are innovative and cost-effective. Our ongoing compliance and advisory supports include:

Compliance & Advisory Support:

  • Provisions of compliance consultation
  • Execution of regular site visit in preforming compliance testing
  • Provision of review and advice on the update of the compliance policies and procedures from time to time to match the up-to-date regulatory requirements
  • Facilitation of interactions with regulators
  • Preparation for the monthly financial return to SFC
  • Provisions of AML & KYC review
  • Provisions of risk assessments of corporate operations
  • Provisions of advice on new product/ new business proposals from a regulatory perspective
  • Ad hoc compliance advice assistance